Posts Categorized: Case Study Detail

Rapid Deployment of FX Monitoring

A Tier 2 bank was under regulatory pressure to demonstrate control over participation in NDF fixing and trading in Singapore. Alerts4 Financial Markets partnered with Software AG to deliver a solution to monitor FX and FX derivatives within a 4 month time frame. The FX Surveillance solution was successfully implemented within 12 weeks to regulators… Read more »

Defining Regulatory Surveillance Requirements

A Tier 1 Inter-Dealer Broker planned to implement a Trade Surveillance solution. The organisation traded a large number of product types and had grown by acquisition so the exact trading strategies and possible abuse types were not fully understood. Also there were numerous IT systems used within the organisation so the sources of the data… Read more »

Global Trade Surveillance roll-out for Tier 1 Bank

In 2010 a Tier 1 bank needed to carry out Trade Surveillance on its cash equity trading activities in EMEA. There were a large number of trading systems in use within the bank and the solution needed to be able to take information from these various systems. The bank also wanted a strategic Trade Surveillance… Read more »